Northeast Investors Growth Fund
Privacy Policy Statement

Northeast Investors Growth Fund (the Fund) recognizes and respects the privacy of its shareholders and to that end is committed to the following:

The Fund collects, retains and uses shareholder information for the purpose of administering its operations, providing shareholder service, and complying with legal and regulatory requirements. We do not sell shareholder information to anyone, nor do we exchange or share shareholder information with outside organizations unless the third party is essential in administering our operations. For example, we work with our custodian bank, State Street Bank & Trust Company, to assist in providing payments to shareholders.

The Fund makes every effort to maintain the most up to date, complete and accurate shareholder and account information. If you believe any information is inaccurate please call us at 855-755-NEIG (6344). We will investigate the problem, and if it is determined that the information is incorrect, we will take appropriate action quickly and according to industry practices and applicable law.

Shareholder information is accessible only by authorized employees or as set forth below. Our employees are responsible to protect the confidentiality of shareholder information and are subject to appropriate disciplinary measures to enforce that responsibility.

The Growth Fund maintains appropriate safeguards regarding shareholder information. This includes use of security procedures to prevent revealing shareholder information to inappropriate or unauthorized sources.

The Growth Fund does not reveal specific information about shareholders or their accounts to unaffiliated third parties with the following exceptions:

  1. If the shareholder requests it.
  2. If the information is required by or allowed by law (for example, a subpoena or court order to produce records regarding the shareholder's account with the Fund). In such instances, information provided is limited to that required by the specific law.
  3. If the information is required by a Fund auditor or examiner for the purpose of completing an audit or regulatory examination of the Fund.
  4. To make available products or services such as computer programming services, but excluding marketing activities, that are offered by a third party who is under contract to provide these services. These companies or vendors must agree to respect the privacy of any shareholder information provided and will be authorized to use such information only to perform the services required by the Fund.

These policies also apply, to the extent applicable, to persons who visit our website and provide us with any personal information other than their name, address and general area of investment interest.